Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Gorman is a financial advisor with over 16 years of experience in the industry. Sean is currently registered with Rockefeller Financial LLC, a firm with a strong focus on providing comprehensive financial planning, portfolio management, and investment advice to high-net-worth individuals, families, and institutions. Prior to joining Rockefeller Financial LLC, Sean worked at several prominent financial institutions including Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., Barclays Capital Inc., and Credit Suisse Securities (USA) LLC. Throughout Sean's career, Sean has demonstrated a commitment to providing personalized financial guidance and building long-term relationships with clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
06/20/2023 - Present
Rockefeller Financial LLC (Saratoga Springs NY)
NY
12/23/2020 - 07/10/2023
GOLDMAN SACHS & CO. LLC (COHOES NY)
NY
10/01/2020 - 07/10/2023
MERCER ALLIED COMPANY, L.P. (COHOES NY)
NY
11/18/2015 - 10/01/2020
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
IL
05/24/2013 - 11/12/2015
BARCLAYS CAPITAL INC. (CHICAGO IL)
IL
05/04/2009 - 06/18/2013
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
NY
09/22/2008 - 05/13/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/27/2008 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NE
03/08/2000 - 08/15/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 09/25/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/28/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/15/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/20/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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