Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Franklin is a financial professional with over 8 years of experience in the financial services industry. Sean is currently registered with Northwestern Mutual Investment Services, LLC. Sean has been active in the financial services industry since 2015 and has worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and T. Rowe Price Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
02/07/2023 - Present
Northwestern Mutual Investment Services, LLC (FAIRFAX VA)
MD
08/12/2020 - 12/03/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (IJAMSVILLE MD)
MD
04/22/2013 - 06/29/2020
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
BC
Issued 03/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/16/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/18/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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