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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Collins is an active investment advisor representative. Sean is registered with the firm Morgan Stanley, a broker-dealer with approximately $10 billion to $50 billion in assets under management. Sean has a combined total of 57 years of experience in the securities industry. Sean holds a Series 24, Series 63, Series 65, Series 66, Series 7, and Series 31 license. Sean is registered in 53 states for both brokerage and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AZ
08/02/2022 - Present
Morgan Stanley (Tempe AZ)
AZ
07/24/2021 - 09/05/2023
E*TRADE SECURITIES LLC (Gilbert AZ)
AZ
01/10/2017 - 12/26/2017
LPL FINANCIAL LLC (PHOENIX AZ)
AZ
09/07/2016 - 12/12/2016
PROEQUITIES, INC. (SCOTTSDALE AZ)
AZ
09/10/2015 - 07/13/2016
BBVA SECURITIES INC. (GLENDALE AZ)
AZ
07/08/2013 - 10/21/2014
MID ATLANTIC CAPITAL CORPORATION (SCOTTSDALE AZ)
AZ
09/18/2012 - 12/10/2012
BIC DISTRIBUTORS, LLC (PHOENIX AZ)
AZ
01/05/2001 - 08/21/2012
ING INVESTMENTS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
OH
09/01/1999 - 10/24/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
10/16/1997 - 06/23/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 08/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/04/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 07/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/26/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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