Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Loftus is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Sean has been in the industry since 1990. Sean has a broad background in finance, with previous roles at Citigroup Global Markets Inc. and Lehman Brothers Inc. Sean is a registered investment advisor and holds the Series 3, 7, 63 and 65 licenses as well as the SIE. Sean has expertise in a wide range of investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/19/2022 - Present
Wells Fargo Advisors Financial Network, LLC (COSTA MESA CA)
CA
01/16/2009 - 09/19/2022
WELLS FARGO CLEARING SERVICES, LLC (IRVINE CA)
CA
07/31/1993 - 02/05/2009
CITIGROUP GLOBAL MARKETS INC. (IRVINE CA)
NY
11/06/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 04/01/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1990
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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