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Sean Lewis

Jefferies LLC

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About Sean Lewis

Sean Lewis is a financial advisor with Jefferies LLC. Sean has over 9 years of experience in the financial services industry. Sean has a Series 7, Series 31 and Series 63 license. Sean is registered to sell securities in California and New York. Previously, Sean worked at Neuberger Berman BD LLC and Blackrock Investments, LLC.

Firm Information

Sean Lewis is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Lewis’s Registration & Firm History

CA

09/13/2022 - Present

Jefferies LLC (SAN FRANCISCO CA)

CA

05/14/2019 - 08/30/2022

NEUBERGER BERMAN BD LLC (SAN FRANCISCO CA)

CA

11/20/2013 - 05/02/2019

BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 12/16/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/05/2019

Series 31 - Futures Managed Funds Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sean Lewis.
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