Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Ledrue Cessna is a financial advisor with Stifel, Nicolaus & Company, Inc. based in San Francisco, CA. Sean has been in the securities industry since 2005. Sean has a wide range of experience in the financial services industry, having previously worked for JMP Securities LLC, Piper Jaffray & Co. and RBC Capital Markets Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/04/2018 - Present
Stifel, Nicolaus & Company, Inc. (SAN FRANCISCO CA)
CA
05/03/2011 - 11/28/2018
JMP SECURITIES LLC (SAN FRANCISCO CA)
CA
01/30/2007 - 03/09/2011
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
04/08/2005 - 01/26/2007
RBC CAPITAL MARKETS CORPORATION (SAN FRANCISCO CA)
MA
04/17/1997 - 09/18/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 04/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/15/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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