Unclaimed
Sean Le is a financial professional licensed in Minnesota. Sean is currently registered with Securian Financial Services, Inc. Sean has passed the Series 63, Series 6TO, and SIE exams and has been in the industry since May 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
05/16/2024 - Present
Securian Financial Services, Inc. (ST PAUL MN)
BC
Issued 06/28/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/04/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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