Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean McTernan is a financial advisor with Alps Distributors, Inc. Sean is registered with the Financial Industry Regulatory Authority (FINRA) and has been in the industry since 2006. Sean has a Series 7, Series 66, and SIE license and holds registrations in 15 states, including California, Connecticut, and Maryland. Sean's previous experience includes working with FORESIDE FUND SERVICES, LLC, HORNOR, TOWNSEND & KENT, INC., M.J. WHITMAN LLC, and COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. Sean is a highly experienced and knowledgeable financial advisor, and is committed to helping their clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
08/15/2019 - Present
Alps Distributors, Inc. (Baltimore MD)
PA
09/25/2017 - 05/24/2018
FORESIDE FUND SERVICES, LLC (Horsham PA)
PA
02/06/2017 - 09/22/2017
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NY
06/30/2011 - 10/31/2016
M.J. WHITMAN LLC (NEW YORK NY)
MA
05/01/2010 - 06/10/2011
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
10/22/2004 - 05/01/2010
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
BOTH
Issued 03/17/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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