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Sean Lacerte McKenna

Apollo Global Securities, LLC

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About Sean Lacerte McKenna

Sean Lacerte McKenna is a financial advisor with Apollo Global Securities, LLC located in New York, NY. Sean has been in the industry since July 15, 2009, and has experience with a variety of financial products and services. Sean is also a registered representative with FINRA and the state of New York. In addition to working with Apollo Global Securities, LLC, Sean has also held positions at Credit Suisse Securities (USA) LLC, INCAPITAL LLC, FOUR POINTS CAPITAL PARTNERS LLC, BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC., and DEUTSCHE BANK SECURITIES INC. Sean holds a number of professional licenses and certifications, including the Series 3, 7, 24, 63, 79, and SIE exams. Sean's experience and qualifications make him a valuable resource for clients seeking financial advice.

Firm Information

Sean McKenna is currently registered with Apollo Global Securities, LLC. Apollo Global Securities, LLC is a Limited Liability Company formed in 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean McKenna’s Registration & Firm History

NY

02/09/2023 - Present

Apollo Global Securities, LLC (New York NY)

NY

12/21/2017 - 02/16/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

12/13/2016 - 10/24/2017

INCAPITAL LLC (New York NY)

NY

06/01/2016 - 12/19/2016

FOUR POINTS CAPITAL PARTNERS LLC (NEW YORK NY)

NY

06/23/2008 - 09/23/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

05/30/2007 - 06/06/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

07/31/2002 - 05/03/2007

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/22/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/06/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 06/01/2016

Series 7 - General Securities Representative Examination

BC

Issued 12/31/2012

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Lacerte McKenna.
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