Unclaimed
Sean Busby is a financial professional with over 15 years of experience in the industry. Sean is currently registered with PFS Investments Inc. and has served clients in various locations across the United States. Sean has earned multiple licenses and qualifications, demonstrating commitment to providing comprehensive financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
01/18/2011 - Present
PFS Investments Inc. (MANSFIELD TX)
TX
05/06/2008 - 12/31/2010
PFS INVESTMENTS INC. (PANTEGO TX)
BC
Issued 04/13/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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