Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Khaligh is a financial advisor with Mariner Independent. Sean has over 17 years of experience in the financial services industry. Sean is a Certified Financial Planner and holds Series 6, 7, 63, and 66 licenses. Sean specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses. Sean is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/17/2021 - Present
Mariner Independent (Rolling Hills Estates CA)
CA
08/21/2007 - 09/28/2021
WELLS FARGO CLEARING SERVICES, LLC (ROLLING HILLS ESTATES CA)
FL
10/09/2006 - 06/27/2007
WACHOVIA SECURITIES, LLC (POMPANO BEACH FL)
CA
06/10/2005 - 09/26/2006
WELLS FARGO INVESTMENTS, LLC (LONG BEACH CA)
WI
02/21/2005 - 06/21/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BOTH
Issued 11/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/19/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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