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Sean Keys

Kestra Investment Services, LLC

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About Sean Keys

Sean Keys is a financial advisor with over 20 years of experience in the industry. Sean is currently registered with Kestra Investment Services, LLC and is located in the Austin, Texas area. Sean is licensed in Missouri and Texas and has previously held positions at TD Ameritrade, Inc., Scottrade, Inc., Investment Centers of America, Inc., Stifel, Nicolaus & Company, Incorporated, U.S. Bancorp Investments, Inc., A. G. Edwards & Sons, Inc., and Edward Jones. Sean holds the Series 7, Series 24, Series 63 and SIE licenses.

Firm Information

Sean Keys is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Keys’s Registration & Firm History

TX

08/17/2022 - Present

Kestra Investment Services, LLC (AUSTIN TX)

MO

11/06/2017 - 08/18/2022

TD AMERITRADE, INC. (ST. LOUIS MO)

MO

01/08/2015 - 04/13/2018

SCOTTRADE, INC. (ST LOUIS MO)

KS

10/07/2014 - 11/19/2014

INVESTMENT CENTERS OF AMERICA, INC. (BELOIT KS)

MO

01/30/2009 - 08/18/2014

SCOTTRADE, INC. (ST. LOUIS MO)

MO

10/19/2006 - 02/22/2007

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

MO

05/10/2006 - 10/20/2006

U.S. BANCORP INVESTMENTS, INC. (SAINT LOUIS MO)

MO

11/19/2004 - 05/26/2006

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

MO

09/14/2001 - 08/25/2004

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 11/01/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/23/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Keys.
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