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Sean Kenton Miller

Northwestern Mutual Investment Services, LLC

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About Sean Kenton Miller

Sean Kenton Miller is a financial professional with over 25 years of experience in the industry. He is currently registered with Northwestern Mutual Investment Services, LLC and is licensed to provide investment advice in 28 states. Sean has held previous roles with Robert W. Baird & Co. Incorporated. He is a licensed Series 6, 7, 26 and 66 advisor and holds the SIE designation. He is also a licensed Series 63 advisor. Sean's primary office location is in Wichita, KS. Sean provides investment research and referrals to other advisors to his clients.

Firm Information

Sean Miller is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Sean Miller’s Registration & Firm History

KS

07/18/1995 - Present

Northwestern Mutual Investment Services, LLC (WICHITA KS)

WI

02/25/1999 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 10/31/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/01/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/21/2009

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2006

Series 7 - General Securities Representative Examination

BC

Issued 06/07/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Sean Kenton Miller. Review regulatory record here.
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