Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Kenichi Boyea is a financial advisor with Siebert Williams Shank & Co., LLC. Sean has been in the industry since 1997. Sean is registered with FINRA and has a Series 7, Series 52TO, and Series 53 licenses. Sean's primary office is in Sacramento, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/18/2023 - Present
Siebert Williams Shank & CO., LLC (Sacramento CA)
MO
02/27/2020 - 01/03/2023
UMB FINANCIAL SERVICES, INC. (KANSAS CITY MO)
CA
07/02/2012 - 11/01/2019
THE WILLIAMS CAPITAL GROUP, L.P. (SACRAMENTO CA)
CA
11/18/2008 - 01/19/2012
M. R. BEAL & COMPANY (SACRAMENTO CA)
CA
09/16/2005 - 08/12/2008
MORGAN STANLEY & CO. INCORPORATED (LOS ANGELES CA)
MN
05/16/1995 - 10/27/1997
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
08/01/1988 - 01/30/1995
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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