Unclaimed
Sean Kemery is a financial advisor with J.P. Morgan Securities LLC. Sean has 11 years of experience in the financial industry. Sean is registered with FINRA as a Series 7, Series 55, and Series 63, and a Series 66 registered representative. Sean's experience includes roles with Edward Jones, UBS Securities LLC, AIG Financial Securities Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Herzog, Heine, Geduld, LLC. Sean is a licensed broker-dealer in multiple states and has held the position of Registered Representative for multiple firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
04/20/2022 - Present
J.p. Morgan Securities LLC (Plano TX)
TX
07/27/2019 - 04/05/2022
EDWARD JONES (MCKINNEY TX)
NY
05/07/2009 - 05/06/2010
UBS SECURITIES LLC (NEW YORK NY)
CT
04/04/2007 - 05/08/2009
AIG FINANCIAL SECURITIES CORP. (WILTON CT)
NY
03/25/2002 - 06/28/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/07/1999 - 03/25/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
BOTH
Issued 8/16/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 7/2/2019
SIE - Securities Industry Essentials Examination
BC
Issued 4/3/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/20/1999
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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