Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Kelly is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Sean has been in the industry since April 2008 and has been registered with Merrill Lynch since February 2019. Prior to joining Merrill Lynch, Sean worked at J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., and OPPENHEIMER & CO. INC. Sean holds Series 7, 63, and 66 licenses. Sean's areas of expertise include investments, securities, and financial planning. Sean provides services to individuals, businesses, and institutions. Sean is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/15/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RED BANK NJ)
NJ
10/01/2012 - 12/11/2018
J.P. MORGAN SECURITIES LLC (RED BANK NJ)
NJ
03/12/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (RED BANK NJ)
NY
08/20/2008 - 01/19/2010
OPPENHEIMER & CO. INC. (NEW YORK NY)
CT
02/04/2008 - 08/05/2008
CASIMIR CAPITAL L.P. (GREENWICH CT)
BOTH
Issued 02/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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