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Sean Kal Vashi

Evercore Group LLC

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About Sean Kal Vashi

Sean Kal Vashi is a financial professional with experience in the financial services industry. Sean is currently registered with Evercore Group LLC in New York, NY. Prior to his current role, Sean worked at Citigroup Global Markets Inc. in Los Angeles, CA. Sean has passed the Series 63, Series 79TO and SIE exams. Sean is licensed to conduct securities business in 37 states.

Firm Information

Sean Vashi is currently registered with Evercore Group LLC. Evercore Group LLC is a Limited Liability Company formed in April 2006. The firm is registered with the SEC and in 37 states.

Not reported

Assets Under Management

Not reported

Total Clients

805

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Vashi’s Registration & Firm History

NY

09/10/2021 - Present

Evercore Group LLC (NEW YORK NY)

CA

06/25/2019 - 08/31/2021

CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 07/10/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/25/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/25/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Kal Vashi.
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