Unclaimed
Sean Kal Vashi is a financial professional with experience in the financial services industry. Sean is currently registered with Evercore Group LLC in New York, NY. Prior to his current role, Sean worked at Citigroup Global Markets Inc. in Los Angeles, CA. Sean has passed the Series 63, Series 79TO and SIE exams. Sean is licensed to conduct securities business in 37 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/10/2021 - Present
Evercore Group LLC (NEW YORK NY)
CA
06/25/2019 - 08/31/2021
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
BC
Issued 07/10/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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