Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Stephens is a financial advisor with J.P. Morgan Securities LLC. Sean is a registered representative in 53 states and 1 US territory. Sean has been in the financial services industry since August 2007. Sean has passed the Series 6, Series 7, and Series 66 exams and has been employed by firms including Ameriprise Financial Services, Inc., Fidelity Brokerage Services LLC, Allstate Financial Services, LLC, and USAA Financial Advisors, Inc. Sean is a licensed representative of J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
06/23/2022 - Present
J.p. Morgan Securities LLC (FT. WORTH TX)
TX
12/16/2020 - 06/03/2022
PRUCO SECURITIES, LLC. (Plano TX)
TX
07/21/2017 - 12/18/2020
HORACE MANN INVESTORS, INC. (MANSFIELD TX)
TX
10/12/2015 - 06/30/2017
ALLSTATE FINANCIAL SERVICES, LLC (Arlington TX)
TX
07/16/2014 - 07/20/2015
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
TX
02/22/2011 - 04/15/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
TX
06/05/2009 - 11/22/2010
CHASE INVESTMENT SERVICES CORP. (DUNCANVILLE TX)
TX
09/10/2008 - 02/25/2009
AMERIPRISE FINANCIAL SERVICES, INC. (HURST TX)
TX
01/01/2008 - 09/11/2008
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
07/11/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
BOTH
Issued 08/04/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/10/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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