Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Lewis is a financial advisor with Cambridge Investment Research Advisors, Inc. Sean is registered with the state of Indiana and is a Series 6, 7, 63 and 65 licensed professional. Sean has been in the industry since 2002, providing investment advice to individuals, high net worth individuals and charitable organizations. Sean also provides investment services to pension plans and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IN
04/10/2024 - Present
Cambridge Investment Research Advisors, Inc. (Bloomington IN)
IN
08/25/2016 - 02/24/2021
THURSTON SPRINGER FINANCIAL (Bloomington IN)
IN
07/09/2015 - 08/29/2016
MML INVESTORS SERVICES, LLC (BLOOMINGTON IN)
IN
03/12/2013 - 07/17/2015
TRANSAMERICA FINANCIAL ADVISORS, INC (BLOOMINGTON IN)
CO
02/04/2009 - 05/03/2012
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NC
07/07/2008 - 12/31/2008
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
CA
12/12/2006 - 07/09/2008
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
MA
06/14/2003 - 02/24/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
08/05/2002 - 05/06/2003
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 03/06/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/02/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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