Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Heslin is a financial advisor who has been in the financial industry since 1993. Sean is currently registered with LPL Financial LLC in Palm Springs, CA. Sean has worked at a variety of financial firms throughout their career, including Edward Jones, Merrill Lynch, TIAA-CREF Individual & Institutional Services, LLC, and Wells Fargo Investments, LLC. Sean provides a variety of financial services, including financial planning, portfolio management, and consulting. Sean is dedicated to helping their clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/05/2025 - Present
LPL Financial LLC (PALM SPRINGS CA)
CA
12/21/2017 - 03/08/2022
EDWARD JONES (PALM SPRINGS CA)
CA
05/30/2017 - 12/18/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM DESERT CA)
CA
01/30/2014 - 05/24/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LOS ANGELES CA)
CA
10/09/2012 - 12/13/2013
UNIONBANC INVESTMENT SERVICES, LLC (YUCCA VALLEY CA)
CA
12/09/2011 - 08/31/2012
FIDELITY BROKERAGE SERVICES LLC (BURBANK CA)
CA
09/26/2007 - 11/04/2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PASADENA CA)
CA
08/30/2006 - 09/05/2007
WELLS FARGO INVESTMENTS, LLC (LOS ANGELES CA)
CA
08/24/2004 - 07/06/2006
UNIONBANC INVESTMENT SERVICES, LLC (GLENDALE CA)
TX
06/09/2004 - 08/16/2004
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
NC
06/12/2003 - 04/30/2004
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
CA
09/20/2002 - 06/06/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
07/16/2002 - 09/27/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MA
01/06/2000 - 12/31/2000
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
CA
04/11/1997 - 01/11/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
04/18/1994 - 01/23/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
11/05/1993 - 03/31/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
09/20/1993 - 10/19/1993
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
OR
01/08/1993 - 09/20/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
RI
07/01/1992 - 01/08/1993
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
CA
06/19/1990 - 06/12/1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NY
06/20/1989 - 06/29/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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