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Sean Joseph Whelan

Brandon Hill Wealth Management, LLC

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About Sean Joseph Whelan

Sean Whelan is an Investment Advisor Representative associated with Brandon Hill Wealth Management, LLC. Sean has been in the securities industry since 1986. Sean currently holds registrations in New York. Prior to his current position, Sean was an employee of SG AMERICAS SECURITIES, LLC, RBS SECURITIES INC., DEUTSCHE BANK SECURITIES INC., UBS SECURITIES LLC, LEHMAN BROTHERS INC., LEHMAN GOVERNMENT SECURITIES INC., LEHMAN SPECIAL SECURITIES INC., E. F. HUTTON & COMPANY INC, and L. F. ROTHSCHILD & CO. INCORPORATED. Sean specializes in Portfolio Management for Individuals.

Firm Information

Sean Whelan is currently registered with Brandon Hill Wealth Management, LLC. Brandon Hill Wealth Management, LLC is an investment advisor based in Georgia that provides portfolio management for individuals. They have 32 accounts with total assets under management of $24,965,954. They primarily work with high-net-worth individuals (7 clients, $19,824,550 in AUM) and individuals other than high-net-worth (10 clients, $5,141,404 in AUM).

$24.97M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sean Whelan’s Registration & Firm History

NY

09/16/2021 - Present

Brandon Hill Wealth Management, LLC (KATONAH NY)

NY

03/24/2015 - 08/03/2021

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

CT

07/19/2010 - 03/19/2015

RBS SECURITIES INC. (STAMFORD CT)

NY

03/07/2006 - 07/21/2010

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

03/11/2003 - 03/15/2006

UBS SECURITIES LLC (NEW YORK NY)

NY

05/14/1988 - 03/14/2003

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

11/08/1988 - 10/23/1995

LEHMAN GOVERNMENT SECURITIES INC.

NA

11/08/1988 - 07/18/1994

LEHMAN SPECIAL SECURITIES INC.

NA

11/23/1987 - 05/14/1988

E. F. HUTTON & COMPANY INC

NA

06/24/1986 - 11/20/1987

L. F. ROTHSCHILD & CO. INCORPORATED

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Licenses & Designations

BOTH

Issued 09/02/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/22/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/12/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/05/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Sean Joseph Whelan.
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