Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Joseph McCloskey is a registered representative with MMA Securities LLC. Sean has been in the industry for over 20 years and is currently licensed in Massachusetts and California. Sean has experience in securities, investment company products, and variable contracts. Sean previously worked at MMC Securities CORP., THE NEW PENFACS INC., P.J. ROBB VARIABLE CORPORATION, CAPITAL ANALYSTS, INCORPORATED, INVEST FINANCIAL CORPORATION, KELMOORE INVESTMENT COMPANY, INC., and NEW ENGLAND SECURITIES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
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MA
01/04/2016 - Present
MMA Securities LLC (Boston MA)
MA
08/06/2014 - 01/06/2016
MMC SECURITIES CORP. (BOSTON MA)
MA
06/19/2012 - 05/23/2014
THE NEW PENFACS INC. (SOUTHBOROUGH MA)
TN
03/05/2012 - 05/03/2012
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
MA
07/19/2006 - 04/13/2007
CAPITAL ANALYSTS, INCORPORATED (HYANNIS MA)
WI
12/08/2003 - 12/15/2005
INVEST FINANCIAL CORPORATION (APPLETON WI)
CA
06/04/2001 - 04/30/2002
KELMOORE INVESTMENT COMPANY, INC. (PALO ALTO CA)
NY
07/13/1993 - 07/10/2001
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 08/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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