Unclaimed
Sean McCarthy is a registered representative with Fidelity Brokerage Services LLC. Sean has been in the industry since 1998 and holds multiple licenses including Series 7, Series 9, Series 10, and Series 63. Sean is licensed in Massachusetts, New Hampshire, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
09/28/1998 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 10/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/25/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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