Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Loughran is a financial professional with over 25 years of experience in the industry. Sean has a broad range of experience having worked at firms such as Pershing LLC, Fidelity Brokerage Services LLC, Charles Schwab & Co., Inc., and Wells Fargo Securities Inc. Sean currently works at Fidelity Brokerage Services LLC in the San Francisco, CA branch. Sean holds the Series 6, 7, 63, SIE and Series 99TO licenses. Sean is registered to conduct business in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/07/2014 - Present
Fidelity Brokerage Services LLC (SAN FRANCISCO CA)
CA
03/02/2007 - 01/27/2014
PERSHING LLC (SAN FRANCISCO CA)
CA
11/02/2001 - 02/20/2007
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
TX
06/05/2001 - 09/13/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
08/25/1997 - 10/08/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
10/24/1994 - 11/26/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
BC
Issued 09/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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