Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Kennally is a financial advisor at Wealthpenn.comllc, with over 40 years of experience in the financial services industry. Sean specializes in providing financial planning and investment advice to individuals, families, and businesses. He is a registered representative with FINRA and is also licensed as an investment advisor in California and Texas. Sean has a strong background in portfolio management, and he has a proven track record of helping clients achieve their financial goals. Sean is dedicated to providing his clients with personalized service and comprehensive financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
07/30/2018 - Present
Morgan Stanley (Pasadena CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GLENDALE CA)
CA
05/10/1996 - 04/02/2007
MORGAN STANLEY DW INC. (GLENDALE CA)
FL
08/15/1995 - 10/16/1995
FIRST AMERICAN EQUITIES, INC. (FT LAUDERDALE FL)
CA
06/14/1995 - 08/11/1995
SECURITIES WEST, INC. (SANTA ANA CA)
NY
02/22/1980 - 07/11/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/26/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 6/5/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 7/28/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/26/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 2/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sean Kennally is the right advisor for you? Invested Better is here to help.
