Unclaimed
Sean Hew is a financial advisor with Houlihan Lokey Capital, Inc. He is based in San Francisco, California and has over 5 years of experience in the industry. Sean has passed the Series 63, Series 7, Series 79, and SIE exams. He has a Bachelor's degree in Finance from the University of California, Berkeley. Sean specializes in providing investment advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/08/2020 - Present
Houlihan Lokey Capital, Inc. (San Francisco CA)
CA
11/02/2017 - 08/31/2020
MVP CAPITAL ADVISORS, LLC (San Francisco CA)
CA
04/05/2016 - 11/01/2017
FINANCIAL TELESIS INC (SAN FRANCISCO CA)
NY
04/01/2015 - 04/08/2016
CHART GROUP ADVISORS, LLC (NEW YORK NY)
BC
Issued 09/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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