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Sean Joseph Freda

Mizuho Securities USA LLC

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About Sean Joseph Freda

Sean Joseph Freda is a registered representative with Mizuho Securities USA LLC. Sean has been in the industry since January 20, 2022, and has been registered with the firm since January 3, 2023. Sean is licensed to sell securities in all 50 states, the District of Columbia, and Puerto Rico. Prior to joining Mizuho Securities USA LLC, Sean was a registered representative with Credit Suisse Securities (USA) LLC. Sean is well-versed in a variety of financial products and services, including investment banking, and is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.

Firm Information

Sean Freda is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Freda’s Registration & Firm History

NY

01/03/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

01/21/2022 - 01/31/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/23/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/22/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/21/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/23/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sean Joseph Freda.
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