Unclaimed
Sean Joseph Freda is a registered representative with Mizuho Securities USA LLC. Sean has been in the industry since January 20, 2022, and has been registered with the firm since January 3, 2023. Sean is licensed to sell securities in all 50 states, the District of Columbia, and Puerto Rico. Prior to joining Mizuho Securities USA LLC, Sean was a registered representative with Credit Suisse Securities (USA) LLC. Sean is well-versed in a variety of financial products and services, including investment banking, and is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/03/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
01/21/2022 - 01/31/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 11/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/21/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/23/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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