Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Dooley is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Sean has been working in the financial services industry since 1999 and is a CERTIFIED FINANCIAL PLANNER™. Sean has a broad range of experience and is registered to provide investment advice and services in multiple states. Sean is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
04/21/2015 - Present
Wells Fargo Advisors Financial Network, LLC (VIENNA VA)
VA
06/27/2007 - 06/06/2014
ROBERT W. BAIRD & CO. INCORPORATED (RESTON VA)
VA
04/03/2006 - 06/21/2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED (STERLING VA)
VA
07/15/2003 - 04/06/2006
AMHERST SECURITIES GROUP, L.P. (MCLEAN VA)
MD
01/20/1999 - 07/24/2003
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 09/16/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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