Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Conti is a financial advisor with over 25 years of experience in the financial services industry. Sean is registered with LPL Enterprise, LLC, and has held previous positions with Valic Financial Advisors, Inc., Actinver Securities, Inc., Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., and American Express Financial Advisors Inc. Sean is licensed to provide financial advice in Texas. Sean specializes in providing financial planning, portfolio management, and other advisory services to individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/14/2024 - Present
LPL Enterprise, LLC (HOUSTON TX)
TX
07/08/2016 - 08/20/2021
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
02/07/2014 - 11/19/2014
ACTINVER SECURITIES, INC. (HOUSTON TX)
TX
08/01/2007 - 08/26/2013
FIDELITY BROKERAGE SERVICES LLC (SOUTHLAKE TX)
UT
07/06/2001 - 07/31/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SALT LAKE CITY UT)
RI
06/11/1998 - 07/10/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MN
08/05/1996 - 06/05/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/05/1996 - 06/05/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 03/12/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/03/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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