Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Joseph Cavanaugh is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Sean has over 29 years of experience in the financial services industry and holds a Series 63, 65, 7, 9, 10, and SIE licenses. Sean has been a registered representative with Raymond James since November 2008. Prior to joining Raymond James, Sean was registered with WAMU INVESTMENTS, INC., GREAT WESTERN FINANCIAL SECURITIES CORPORATION and THOMAS JAMES ASSOCIATES, INC.. Sean is also the President of Cavanaugh Financial Inc., and the Branch Manager of the Cavanaugh Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
11/12/2012 - Present
Raymond James Financial Services Advisors, Inc. (Miramar Beach FL)
CA
05/01/1998 - 11/17/2008
WAMU INVESTMENTS, INC. (SPRING VALLEY CA)
CA
10/03/1994 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NY
06/24/1993 - 08/30/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
CO
11/11/1992 - 06/03/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 08/16/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/02/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 11/05/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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