Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Tierney is a financial advisor with over 20 years of experience in the industry. Sean is currently registered with Citigroup Global Markets Inc. Prior to that, Sean worked at J.P. Morgan Securities LLC, Chase Investment Services Corp., Morgan Stanley DW Inc., Kuhns Brothers Securities Corporation, and Sands Brothers & Co., Ltd. Sean has passed Series 7, 31, and SIE exams. He is also licensed in a number of states. Sean specializes in investment advice, financial planning, asset allocation, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (New York NY)
NY
10/01/2012 - 10/09/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
07/12/2004 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
10/03/2002 - 07/12/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
CT
03/05/2002 - 10/23/2002
KUHNS BROTHERS SECURITIES CORPORATION (LIME ROCK CT)
NY
04/16/1998 - 03/07/2002
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BOTH
Issued 12/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 04/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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