Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean O'Brien is a financial advisor with LPL Financial LLC. Sean is a registered representative with the state of New York as well as New Jersey and Texas. Sean has over 10 years of experience in the financial services industry and holds a Series 7, Series 6, Series 63, and Series 65 license. Sean works with a wide range of clients, including individuals, families, businesses, and retirement plans. Sean provides a variety of financial services, including financial planning, investment management, and retirement planning. Sean is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
12/21/2022 - Present
LPL Financial LLC (EAST ROCHESTER NY)
NY
07/21/2014 - 07/21/2021
WADDELL & REED (CHEEKTOWAGA NY)
NY
06/29/2012 - 05/13/2014
MANNING & NAPIER INVESTOR SERVICES, INC. (FAIRPORT NY)
IA
Issued 01/22/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/28/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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