Unclaimed
Sean McCarthy is a registered representative with Santander US Capital Markets LLC. Sean has been in the industry since October 25, 2017. Sean is a registered principal, and holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
10/26/2017 - Present
Santander US Capital Markets LLC (STAMFORD CT)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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