Unclaimed
Sean James Burns is a registered representative with Credit Suisse Securities (usa) LLC, where Sean has worked since August 2019. Sean has been in the financial services industry since February 2017. Sean is licensed to provide financial services in 39 states. Sean is Series 7, 86, 87, 63, and SIE licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Transaction-based fee
1
2
NY
08/05/2019 - Present
Credit Suisse Securities (usa) LLC (NEW YORK NY)
NY
08/12/2014 - 01/31/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/29/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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