Unclaimed
Sean Jacen Santee is a financial advisor with Vanguard Marketing Corp. Sean has been in the financial industry since 2008. Sean holds the Series 4, Series 6, Series 7, Series 24 and Series 63 licenses and the SIE exam. Sean is registered in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
08/01/2008 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 08/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2018
Series 4 - Registered Options Principal Examination
BC
Issued 06/15/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2017
Series 7 - General Securities Representative Examination
BC
Issued 07/31/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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