Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Sutton is a financial advisor currently registered with National Financial Services LLC. Sean has been in the financial services industry since November 2007 and has worked for multiple firms including Santander Securities LLC and LPL Financial LLC. Sean is a Series 7, Series 63, Series 65, and Series 24 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
10/18/2018 - Present
National Financial Services LLC (SMITHFIELD RI)
MA
09/19/2012 - 09/13/2018
SANTANDER SECURITIES LLC (HULL MA)
MA
01/31/2011 - 09/19/2012
LPL FINANCIAL LLC (TAUNTON MA)
RI
08/08/2007 - 11/15/2010
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
IA
Issued 02/19/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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