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Sean J Lynch

Regions Securities LLC

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About Sean J Lynch

Sean Lynch is a registered representative with Regions Securities LLC. Sean has been in the industry since 2002. He has Series 7, SIE, and Series 79TO licenses and holds a state license in Georgia. Previously, Sean Lynch was registered with Citizens Capital Markets, Citizens Securities, Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Southtrust Securities, LLC, Wachovia Securities, Inc., Salomon Smith Barney Inc. and CitiCorp Securities, Inc..

Firm Information

Sean Lynch is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Lynch’s Registration & Firm History

GA

07/27/2021 - Present

Regions Securities LLC (Atlanta GA)

GA

05/16/2016 - 07/20/2021

CITIZENS CAPITAL MARKETS (Atlanta GA)

GA

05/18/2015 - 05/16/2016

CITIZENS SECURITIES, INC. (ATLANTA GA)

GA

10/01/2008 - 02/08/2014

J.P. MORGAN SECURITIES LLC (ATLANTA GA)

GA

06/10/2005 - 10/01/2008

J.P. MORGAN SECURITIES INC. (ATLANTA GA)

AL

05/20/2004 - 02/10/2005

SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)

MO

11/16/2001 - 03/12/2003

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

NY

12/18/1998 - 02/29/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

05/14/1998 - 12/18/1998

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/14/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean J Lynch.
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