Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean J. Humphrey is a financial advisor registered with LPL Enterprise, LLC. Sean J. Humphrey has been a financial advisor for over 2 years and is registered in New Jersey as both a broker-dealer and an investment advisor. His current office location is in East Brunswick, New Jersey. Sean J. Humphrey holds the Series 66, 7TO, and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
11/14/2024 - Present
LPL Enterprise, LLC (EAST BRUNSWICK NJ)
BOTH
Issued 03/30/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/12/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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