Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Carroll is a financial advisor registered with Edward Jones and has over 20 years of experience in the financial services industry. Sean is a Series 7, 6, 63, 66, and 24 licensed advisor with Edward Jones. Sean has experience with clients of all types, including individuals, families, businesses, and retirement plans. Sean also has experience providing financial planning services, portfolio management, and investment advisory services. Sean is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
05/25/2023 - Present
Edward Jones (ATTLEBORO MA)
MA
08/06/2015 - 08/03/2022
GWFS EQUITIES, INC. (ANDOVER MA)
MA
01/18/2011 - 04/13/2011
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
01/01/2005 - 10/21/2010
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
08/27/2003 - 01/01/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
10/10/1995 - 12/10/2001
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
IA
02/16/1995 - 09/22/1995
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MD
01/11/1994 - 08/13/1994
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
06/22/1993 - 11/19/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BOTH
Issued 08/29/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2020
Series 24 - General Securities Principal Examination
BC
Issued 08/31/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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