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Sean Heimbuch Gillooley

Foreside Fund Services, LLC

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About Sean Heimbuch Gillooley

Sean Gillooley is a financial professional with over 20 years of experience in the industry. Sean has a broad range of experience working with various firms, including Foreside Fund Services, LLC, Principal Funds Distributor, Inc., Cohen & Steers Securities, LLC, and BlackRock Investments, Inc. Sean's expertise includes a range of financial services, including investment advisory, and securities sales. Sean holds Series 7, Series 63, Series 24 and SIE licenses, and is currently registered to conduct business in Connecticut and New York.

Firm Information

Sean Gillooley is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Gillooley’s Registration & Firm History

NY

02/21/2019 - Present

Foreside Fund Services, LLC (New York NY)

NY

03/09/2010 - 12/26/2018

PRINCIPAL FUNDS DISTRIBUTOR, INC. (NEW YORK NY)

NY

08/26/2009 - 03/02/2010

COHEN & STEERS SECURITIES, LLC (NEW YORK NY)

MA

02/09/2001 - 04/02/2009

BLACKROCK INVESTMENTS, INC. (BOSTON MA)

NY

03/28/2000 - 11/02/2000

BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)

NY

04/17/1997 - 02/25/2000

NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)

NY

06/11/1996 - 01/14/1997

GLEN RAUCH SECURITIES, INC. (NEW YORK NY)

NY

01/01/1996 - 05/17/1996

THE J.B. SUTTON GROUP, INC. (MELVILLE NY)

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Licenses & Designations

IA

Issued 02/23/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/10/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/27/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Heimbuch Gillooley.
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