Unclaimed
Sean Healy is a financial professional with over 11 years of experience in the financial services industry. Sean is currently registered with State Street Global Markets, LLC in New York, NY. Sean has a strong background in securities and commodities, holding Series 3, 7, and 63 licenses. Prior to joining State Street Global Markets, LLC, Sean worked at GENESIS GLOBAL TRADING, INC and CREDIT SUISSE SECURITIES (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/13/2023 - Present
State Street Global Markets, LLC (NEW YORK NY)
NY
01/12/2022 - 10/13/2022
GENESIS GLOBAL TRADING, INC (NEW YORK NY)
NY
03/30/2011 - 12/16/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 06/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/15/2010
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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