Unclaimed
Sean Haggerty is a registered representative with Susquehanna Financial Group, Lllp. Sean has been in the securities industry since June 1, 2009 and holds a Series 7, Series 24, Series 55, Series 57TO and Series 63 license. Sean is also registered in 6 states. Prior to joining Susquehanna Financial Group, Lllp, Sean was employed by SUSQUEHANNA SECURITIES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/11/2010 - Present
Susquehanna Financial Group, Lllp (NEW YORK NY)
PA
06/01/2009 - 06/01/2011
SUSQUEHANNA SECURITIES (BALA CYNWYD PA)
BC
Issued 03/31/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/10/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/18/2009
Series 44 - PCX Market Maker Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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