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Sean Haggerty

Susquehanna Financial Group, Lllp

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About Sean Haggerty

Sean Haggerty is a registered representative with Susquehanna Financial Group, Lllp. Sean has been in the securities industry since June 1, 2009 and holds a Series 7, Series 24, Series 55, Series 57TO and Series 63 license. Sean is also registered in 6 states. Prior to joining Susquehanna Financial Group, Lllp, Sean was employed by SUSQUEHANNA SECURITIES.

Firm Information

Sean Haggerty is currently registered with Susquehanna Financial Group, Lllp. Susquehanna Financial Group, Lllp is a firm registered in all 50 states and the District of Columbia, as well as with the SEC. It was formed on July 25, 2002, and is classified as an "Other Types of Legal Formation".

Not reported

Assets Under Management

Not reported

Total Clients

128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Haggerty’s Registration & Firm History

NY

02/11/2010 - Present

Susquehanna Financial Group, Lllp (NEW YORK NY)

PA

06/01/2009 - 06/01/2011

SUSQUEHANNA SECURITIES (BALA CYNWYD PA)

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Licenses & Designations

BC

Issued 03/31/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/05/2020

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/2014

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/10/2010

Series 7 - General Securities Representative Examination

BC

Issued 05/18/2009

Series 44 - PCX Market Maker Exam

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sean Haggerty.
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