Unclaimed
Sean Gray is a financial professional with TP Icap Global Markets Americas LLC and is licensed in New York. Sean has passed the General Securities Representative Examination (Series 7TO) and Securities Industry Essentials Examination (SIE). Sean has been in the financial industry since February 29, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/01/2024 - Present
TP Icap Global Markets Americas LLC (New York NY)
BC
Issued 03/01/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/04/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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