Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Gray is a financial professional with over 19 years of experience in the industry. Sean is currently registered with Bessemer Investor Services, Inc. and is licensed to conduct business in New York. Sean has held previous roles with M&T Securities, Inc., Harris Williams & Co., PNC Capital Markets LLC, PNC Investments, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sean has passed several industry exams, including the Series 7, Series 24, Series 66, and Series 14 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/25/2015 - Present
Bessemer Investor Services, Inc. (NEW YORK NY)
DE
12/04/2013 - 02/27/2015
M&T SECURITIES, INC. (WILMINGTON DE)
VA
02/03/2012 - 10/25/2013
HARRIS WILLIAMS & CO. (RICHMOND VA)
PA
02/03/2012 - 10/25/2013
PNC CAPITAL MARKETS LLC (PITTSBURGH PA)
PA
05/04/2009 - 10/25/2013
PNC INVESTMENTS (PHILADELPHIA PA)
NY
06/23/2003 - 03/31/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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