Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Gray has been active in the financial industry since 1997. He has a long history of working with investment companies and currently works at Credit Suisse Securities (usa) LLC. Sean Gray is registered with the state of California and New York. Sean Gray has a strong track record of working with pooled investment vehicles and offers a variety of advisory services including portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Transaction-based fee
1
2
NY
09/04/2021 - Present
Credit Suisse Securities (usa) LLC (NEW YORK NY)
NA
02/27/1996 - 12/31/1996
GLOBAL INVESTMENT SERVICES, INC.
IL
12/06/1990 - 07/19/1994
ROSENTHAL GLOBAL SECURITIES COMPANY (CHICAGO IL)
IL
08/11/1989 - 10/25/1990
YOUNG CAPITAL GROUP (LIMITED PARTNERSHIP) (CHICAGO IL)
IL
01/01/1988 - 07/19/1989
RODMAN & RENSHAW INC. (CHICAGO IL)
BOTH
Issued 01/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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