Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Geraghty is a financial professional with experience in the industry since 2012. Sean is currently registered with Wells Fargo Securities, LLC, having joined the firm in 2015. Sean's career includes previous roles at RBS Securities Inc. and Wells Fargo Prime Services, LLC. Sean holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/02/2015 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
CA
03/22/2018 - 11/19/2018
WELLS FARGO PRIME SERVICES, LLC (SAN FRANCISCO CA)
CT
04/14/2012 - 07/28/2015
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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