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Sean Gennaro McCauley

Lazard Freres & Co. LLC

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About Sean Gennaro McCauley

Sean McCauley is an Investment Banking Registered Representative and a Series 79TO and SIE exam holder. Sean has been in the industry for over 2 years, and is currently registered with Lazard Freres & Co. LLC. Sean currently works at the Chicago branch of Lazard Freres & Co. LLC, which is located at 300 NORTH LASALLE STREET, SUITE 2300, CHICAGO, IL.

Firm Information

Sean McCauley is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean McCauley’s Registration & Firm History

IL

01/10/2022 - Present

Lazard Freres & Co. LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/10/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/18/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Gennaro McCauley.
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