Unclaimed
Sean Gallary is a financial advisor with Jefferies LLC. Sean has been in the financial services industry since 1996. Sean is licensed to conduct securities business in Connecticut and New York. Sean has earned the Series 7, Series 6, Series 63 and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/13/2023 - Present
Jefferies LLC (STAMFORD CT)
NY
08/09/2004 - 06/26/2006
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
06/29/2004 - 08/04/2004
FOX-PITT,KELTON INCORPORATED (NEW YORK NY)
MA
08/12/1996 - 06/20/1997
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
BC
Issued 07/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/28/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/09/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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