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Sean Gallagher

KKR Capital Markets LLC

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About Sean Gallagher

Sean Gallagher is a financial advisor with KKR Capital Markets LLC. Sean has been working in the financial services industry since 2020. Sean has Series 7TO, Series 66 and SIE licenses and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Prior to joining KKR Capital Markets LLC, Sean worked at CITI PRIVATE ADVISORY, LLC and CITIGROUP GLOBAL MARKETS INC.

Firm Information

Sean Gallagher is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Gallagher’s Registration & Firm History

NY

06/12/2023 - Present

KKR Capital Markets LLC (New York NY)

NY

09/28/2020 - 06/30/2021

CITI PRIVATE ADVISORY, LLC (New York NY)

NY

09/28/2020 - 06/30/2021

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/09/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/28/2020

Series 7TO - General Securities Representative Examination

BC

Issued 07/27/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Gallagher.
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