Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean G. Higgins is a financial advisor currently registered with J.p. Morgan Securities LLC. Sean has been in the financial industry since 2004 and has held prior registrations with other firms including Goldman Sachs & Co. LLC, Cohen & Steers Securities, LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company. Sean holds multiple industry licenses, including Series 3, 7, 31, 65 and 66, and specializes in various areas including investment advisory, portfolio management and financial planning. Sean is also a trustee for Gage Academy of Art, a non-profit organization providing community based artistic development.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
11/10/2023 - Present
J.p. Morgan Securities LLC (Boston MA)
WA
07/26/2014 - 06/26/2019
GOLDMAN SACHS & CO. LLC (SEATTLE WA)
NY
08/24/2009 - 07/18/2012
COHEN & STEERS SECURITIES, LLC (NEW YORK NY)
NY
06/01/2009 - 08/17/2009
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
03/31/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
11/03/2004 - 02/25/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/03/2004 - 02/25/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/10/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2014
Series 3 - National Commodity Futures Examination
BC
Issued 04/04/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 11/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sean Higgins is the right advisor for you? Invested Better is here to help.
